Overview
Steve Goodrich serves as a Board Trustee Member of the Securities Industry Institute at Wharton at SIFMA, a position held since September 2022 [1][3]. Goodrich has spent 25 years in financial services, with experience managing elite custody client bases including Euroclear, Norges Bank, Capital Group, and Fidelity, as well as leading operations at JPMorgan Private Bank and JPMorgan Asset Management [2]. Goodrich's career includes roles as Principal Operations Officer at Ally Invest [6], Senior Vice President of Brokerage Operations at Capital One [9], and Vice President of Operational Risk Control at JPMorgan Chase [10]. Goodrich holds an MBA from the University of Dallas [11], completed the Securities Industry Institute program at Wharton [12], and earned a BS in Criminal Justice from California State University-Sacramento [13].
Profile introduction
In financial services, the only constant is change. I've spent 25 years building a career around that — called in when the stakes are high, and the mandate is clear: integrate an acquisition, consolidate, rebuild, or build something that didn't exist before. Managed an elite custody client base spanning Euroclear, Norges Bank, Capital Group, and Fidelity, as well as key internal lines of business including JPMorgan Private Bank and JPMorgan Asset Management. Led the unification of acquired investment platforms at Capital One, navigating a major strategic pivot and executing large-scale deconv…
Career history
- Board Trustee Member - Securities Industry Institute at WhartonSep 2022 to presentSIFMA
- Chief Operating Officer, FNZ North AmericaMar 2025 to Jul 2026FNZ Group
- Chief Operating Officer, FNZ Securities USAMay 2024 to Mar 2025FNZ Group
- Principal Operations Officer - Ally InvestAug 2019 to May 2024Ally
- President - Ally Invest ForexNov 2021 to Apr 2024Ally
- Head of Risk Management - Ally InvestJun 2021 to Jul 2022Ally
- Sr Vice President, Brokerage OperationsJan 2017 to Mar 2019Capital One
- Vice President: Operational Risk ControlApr 2015 to Dec 2016JPMorgan Chase & Co.
- Head of Risk Management - Ally Investally.ai
Education
- MBA2010 - 2013The University of Dallas
Securities Industry InstituteMar 2022The Wharton School
- BS, Criminal Justice1995 - 2002California State University-Sacramento
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