Overview
Patricia M. Landau holds the position of FVP/Chief Compliance Officer at Axonic Insurance as of November 2024[1][3]. Landau has held prior roles including President of UBS Life Insurance Agency at UBS Financial Services Inc. from 2013 to 2020[9], Executive Director and Business Head for insurance at Morgan Stanley Wealth Management from 2009 to 2013[10], and Senior Vice President/Relationship Manager at Newtek Business Services Corp. from 2020 to 2022[8]. Landau has also worked as a Governance, Risk & Compliance Consultant while self-employed from January 2023 to October 2024[6] and as a Senior Consultant at RIA Compliance Concepts from May to August 2024[7]. Landau holds a Bachelor of Arts degree in Economics and Sociology from Queens College[11] and has been a GLG Network Member Expert since 2020[4].
Profile introduction
At the core of a business enterprise are its people and the culture in which it operates. What puts a smile on my face is the opportunity I get to work with great people in a great environment, nurturing high quality, high integrity relationships that drive the business forward. I’m known as a consummate leader who is consistently considered for leadership roles in key projects and joint ventures by encouraging creativity and innovation, performing risks and gaps analysis to ensure the risk and controls are effectively managed, executing risk and control procedure improvements and building hig…
Career history
- FVP/Chief Compliance OfficerNov 2024 to presentAxonic Insurance
- GLG Network Member - Expert2020 to presentGLG
- Consultant for Bates GroupOct 2023 to Oct 2024Bates Group
- Governance, Risk & Compliance ConsultantJan 2023 to Oct 2024Self-employed
- Senior ConsultantMay 2024 to Aug 2024RIA Compliance Concepts
- Senior Vice President/Relationship Manager & Project Manager2020 to 2022Newtek Business Services Corp. (NASDAQ: NEWT)
- President - UBS Life Insurance Agency, Project Manager & Executive Director2013 to 2020UBS Financial Services Inc.
- Executive Director - Business Head for insurance & Project Manager2009 to 2013Morgan Stanley Wealth Management
Education
Bachelor of Arts (BA) in Economics and SociologyQueens College
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