Overview
Kenneth Kitchin serves as Chief Compliance Officer at Prometheum as of August 2025[1][3]. Kitchin is a compliance professional with experience in trade surveillance, AML compliance, and regulatory compliance analysis[2], holding FINRA Series 7, 24, 57, and 63 certifications[2]. Prior to this role, Kitchin held the position of General Compliance Officer at moomoo from November 2024 to August 2025[4]. Kitchin's earlier career included positions at Hold Brothers Capital, LLC as Senior Compliance Officer and Compliance Consultant between 2021 and 2024[5][7], a Vice President role at Mizuho from April to October 2023[6], and work as Sr. Associate at NYLIFE Securities LLC from July 2016 to November 2020[10].
Profile introduction
Dedicated compliance professional with extensive experience in trade surveillance, AML compliance, and regulatory compliance analysis. Proven track record of implementing effective compliance strategies and ensuring adherence to regulatory standards. Experience with training, instruction, and QC of junior employee work product. Detail-oriented and adept at navigating complex regulatory environments. FINRA Series 7, 24, 57, & 63.
Career history
- Chief Compliance OfficerAug 2025 to presentPrometheum
- General Compliance OfficerNov 2024 to Aug 2025moomoo
- Compliance ConsultantFeb 2024 to Nov 2024Hold Brothers Capital, LLC
- Vice PresidentApr 2023 to Oct 2023Mizuho
- Senior Compliance OfficerJun 2021 to Apr 2023Hold Brothers Capital, LLC
- AML Compliance Officer/Trading Risk ManagerJun 2021 to Mar 2022Hold Brothers Capital, LLC
- Compliance OfficerNov 2020 to Jun 2021Hold Brothers Capital, LLC
- Sr. AssociateJul 2016 to Nov 2020NYLIFE Securities LLC
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